Onboarding & KYC Analyst
Contract
£200 – £225 per day (Inside IR35)

Role overview:

We are seeking a Client Onboarding/KYC Specialist to join a large retail and commercial bank. The successful candidate will have experience in client onboarding, front office operations, KYC (Know Your Customer), and sales from an appropriate background. This role is integral to ensuring a seamless onboarding process for our clients, both for KYC refresh and new onboardings.

The Role:

• Lead the client onboarding process, ensuring all requirements are met efficiently and effectively.
• Collaborate with front office teams to gather and verify KYC information.
• Manage KYC refresh activities to maintain up-to-date client information.
• Facilitate new client onboardings, ensuring compliance with regulatory standards.
• Implement and monitor anti-money laundering (AML) policies and procedures during the onboarding process.
• Conduct thorough due diligence and risk assessments to identify and mitigate potential money laundering risks.
• Work closely with sales teams to understand and meet client requirements.
• Maintain accurate records and documentation throughout the onboarding process.
• Provide exceptional service and support to clients, addressing any issues or concerns promptly.

Requirements:

• 3-5 year experience working in client onboarding
• Proven experience in client onboarding, front office operations, and KYC.
• Strong understanding of KYC regulations and compliance requirements.

Email your CV or use the apply feature on this page. Email: abid.ahad@sandersonplc.com

KEY SKILLS: Client Onboarding, KYC, Regulatory Compliance, KYC Refresh, AML, Escalation, CDD, Sanctions

Position: Senior Compliance Analyst

Industry: Lloyds Insurance
Location: London (Hybrid)
£60,000 – £70,000 per day

Insurable Risk Manager

Industry: Manufacturing
Hybrid
£90,000 to £100,000

Summary

Reporting to the Head of Risk Management, this role identifies and analyses insurable risks, mitigates loss, and manages insurance, loss prevention, contractual risk transfer, and claims. Educates local companies on insurance strategies. Requires strong technical understanding of corporate insurance (property, casualty, financial lines), attention to detail, motivation, and excellent communication skills, working with finance directors, health and safety professionals, and plant management.

The Role

• Support the Risk Management team with risk identification, underwriting information consolidation, loss ratio preparation, and safety process updates.
• Assist with insurance policy marketing, presentations, and ensure policy terms are accurate.
• Aid Finance teams with policy cost forecasting, premium allocation, payments, and reserve analysis.
• Collaborate with cross-functional teams on risk management strategies, claims management, loss prevention, and contract reviews.
• Oversee claims management, liaising with adjusters, legal counsel, and local management for efficient resolution. Prepare and distribute loss reports.
• Manage loss prevention activities, coordinate inspections, respond to recommendations, and implement best practices.
• Facilitate procurement of local, speciality, and site policies through brokers, manage premium payments.
• Participate in enterprise risk management and evaluate alternative programs like captive insurance.
• Travel as needed to support activities.

Knowledge/Skills

• Intermediate to advanced knowledge of commercial insurance products, policy language, and claims management
• Proficiency in Excel
• Strong verbal and written communication
• Advanced organisational skills and attention to detail
• Effective problem-solving skills
• Certification in Risk Management is a plus
• 3-7 years of experience in risk management, corporate insurance, or insurance brokerage
• General knowledge of the insurance market

Email your CV or use the apply feature on this page. Email: [email protected]

KEY SKILLS: Claims Management, Risk Management, Insurable Risk, Loss Prevention, Broker Relations

Head of Compliance

Industry: Financial Services – Payments/ FX
Hybrid working
£100,000 per annum

Role overview:

As Head of Compliance and MLRO you will be responsible for the Compliance and Risk Frameworks, working directly with the Managing Director. The role includes hands on involvement in Compliance and AML processes including onboarding and transaction monitoring.

THE ROLE:

• Maintain and develop the compliance framework of policies, procedures, systems and controls ensuring these remain in line with regulatory requirements, risk appetite and operationally effective
• Managing and developing the risk based approach through the company risk assessment and client risk assessment, including identifying and assessing new and emerging money laundering risks to the company and their relevant mitigation’s
• Ensuring all regulatory reporting is accurate, complete and submitted promptly and acting as the primary contact for all contact with regulatory and law enforcement bodies
• Receiving and investigating all internal Suspicious activity reports (SAR) raised and if appropriate raising externally with the National Crime Agency (NCA) in a timely manner
• Monitoring, reviewing and approving transactions identified for review and setting client trade limits
• Produce regular compliance reports and represent the compliance function at senior management meetings
• Conducting due diligence reviews and client approvals on all new clients and on a periodic basis of existing clients.

HOW TO APPLY:

Email your CV or use the apply feature on this page. Email: [email protected]

KEY SKILLS: Compliance, MLRO, FCA Handbook, Regulatory, Governance, Payments, FX

Compliance Consultant

Industry: Insurance (General)
Fully remote
£45,000

Role overview:

This position is for a Compliance Adviser to support and work alongside the Head of Compliance in the compliance functions related to regulatory requirements and internal policies while also, supporting the wider Risk and Compliance team in improving the businesses approach in relation to compliance.

THE ROLE:

• To support the Head of Compliance in ensuring that company adheres to, appropriate systems and controls relevant to its business, its regulatory activities and activities ancillary to those regulatory activities in order to comply with all relevant laws, regulations, rules and best practices.
• To work with the Head of Compliance and the wider company to identify, assess, manage, monitor and report on compliance risk exposures.
• To take the lead on identifying, assessing and communicating the occurrence and impact of regulatory and legislative change and, where called upon, support the business with implementing systems and controls to comply with that change.
• To take the lead on relevant aspects of the SM&CR, including (but not limited to) the maintenance of SoR’s and the company’s responsibilities map, undertaking fitness and propriety checks and submitting SMF & CF applications to the applicable regulator.
• To take the lead on Compliance-owned regulatory reporting obligations and otherwise support the business in meeting its regulatory reporting requirements.
• To be the primary point of contact on Compliance matters and provide support to the company’s Member Services department, with respect to general queries, complaints handling and vulnerable customers.
• To provide compliance support and sign-off of relevant communications, literature and financial promotions as required.

Email your CV or use the apply feature on this page. Email: [email protected]

KEY SKILLS: FCA, PRA, AML, Regulatory. Horizon Scanning, Financial Promotions

Compliance Analyst

Industry: Lloyd’s Syndicate
Hybrid
£50,000 to £55,000

Role overview:

A rapidly growing Lloyd’s Syndicate is seeking a Compliance Analyst. This dynamic role suits candidates who thrive in a developing environment and can apply their expertise to enhance the smooth running of the Managing Agency and Syndicate.

Skills, Knowledge, and Experience:

• Technical knowledge of PRA/FCA/Lloyd’s regulations.
• Experience in a regulatory compliance role within the Lloyd’s insurance sector.
• Experience in financial crime, including sanctions.
• Ability to work independently and proactively in a fast-paced environment.
• Pragmatic and solution-oriented approach to compliance matters.
• Proven ability to support business initiatives.
• Excellent verbal and written communication skills, confident in interacting with all levels of staff.
• Conduct horizon scanning and maintain the horizon scanning log.

Email your CV or use the apply feature on this page. Email: [email protected]

KEY SKILLS: PRA/FCA/Lloyd’s regulations/Regulatory/Financial Crime/Horizon Scanning/AML

Compliance Manager

Industry: Lloyds London Market Insurance
London/Hybrid
£90000 – £110000 per annum

Role overview:

This position is for a Compliance Manager with the opportunity working for a top performing speciality insurer. Reporting into the Head of Compliance, you will play a key role in the stakeholder management, and day-to-day operation of the Compliance function across the group.

Required Experience:

• Extensive experience within the Lloyd’s of London insurance market.
• Thorough understanding of PRA (Prudential Regulation Authority) and FCA (Financial Conduct Authority) requirements.

The Role:

• Ensure the organisation’s adherence to Lloyd’s Principles.
• Provide expert advice, guidance, and training to support business needs in regulatory compliance.
• Oversee and manage the regulatory framework, including horizon scanning for new regulations.
• Own and manage various compliance due diligence processes.
• Administer the sanctions and financial crime compliance framework.
• Develop and implement a comprehensive regulatory training strategy.
• Establish and oversee the organisation’s formal compliance monitoring program.
• Monitor processes to ensure positive customer outcomes.
• Maintain and manage compliance registers and logs.

Email your CV or use the apply feature on this page. Email: [email protected]

KEY SKILLS: PRA/FCA/Lloyd’s regulations/Regulatory/Financial Crime/Horizon Scanning/Compliance Management/ Stakeholder Management/Monitoring/Advisory/Financial Crimes

Financial Promotions Manager/Lead

Edinburgh (Hybrid)

Manager: £35k – £58k

Lead: £50k – £75k

I have two opportunities for Financial Promotions specialist to join a well renowned Financial Services company.

The Financial Promotions Manager will provide a hands-on role where they will be reviewing the financial promotions and ensuring they are complying with the necessary requirements across TV, press, radio and social media.

The Financial Promotions Lead will provide a more high-level role where they will set the strategy and operations model for financial promotions, setting SLAs and upskilling the wider team.

You should bring:

• Significant experience within a similar role within Financial Services, Insurance experience would be highly advantageous.
• Strong understanding of Financial Promotions regulation
• Self-starter that can work autonomously but can bring a collaborative approach.

These are fantastic opportunities to work for a UK leading company with fantastic opportunities for growth.

Operational Strategic Advisory Manager

Edinburgh (Hybrid)

£40k – £55k

An incredible opportunity to join a well renowned Financial Services company as an Operational Strategic Advisory Manager.

The role will be providing a support service to the risk and business on operational and strategic risk matters in accordance with the enterprise-wide risk management framework. A key part of this role will be engaging with senior stakeholders and influencing decision making.

You should bring:

• Significant experience within a similar role within Financial Services, Insurance experience would be highly advantageous.
• Strong understanding of risk frameworks
• Solid awareness of risk and controls self-assessment
• Self-starter that can work autonomously but can bring a collaborative approach.

This is a fantastic opportunity to work for a UK leading company with fantastic opportunities of growth.

Senior Quality Assurance Analyst

Edinburgh (Hybrid)

£35k – £45k

An incredible opportunity to join a well renowned Financial Services company as a Senior Quality Assurance Analyst

The role will be carrying out the control testing on the risk framework, ensuring they are appropriately designed and operated. Highlighting areas that need improvement and resolving them as necessary.

You should bring:

• Significant experience within a similar role within Financial Services, Insurance experience would be highly advantageous.
• High attention to detail and extremely organised
• Strong understanding of risk frameworks
• Can work without supervision and provides technical guidance.

This is a fantastic opportunity to work for a UK leading company with fantastic opportunities for growth.