Compliance & Risk Policy Manager, Fully Remote, Compliance

Job Title Compliance & Risk Policy Manager, Fully Remote, Compliance
Sector Finance
Location City of London
Type Permanent
Salary £55000-£65000

Compliance and Risk Police Manager - Fully Remote, Compliance, Risk

Our client is an industry leading and ethical business looking for a self-motivated and hardworking individual. The role is currently full remote with a possibility in the future for hybrid work with 1-2 days a week in the office.

The role holder is responsible for developing and overseeing Compliance and Risk Policies and Standards, designed to ensure our client and its subsidiaries are compliant and protected from risk and loss.

The role is situated within the Second Line of Defence and will support all of our client's entities through the continued development and enhancement of our client's compliance and risk related policies.

Very generous Benefits Package.

Key Job Responsibilities:

  • Maintain, develop and manage the compliance and risk Policies and Standards.
  • Proactive stakeholder engagement for all Policy changes, ensuring business needs, alongside risk and regulatory needs are appropriately accommodated within Risk and Compliance related Policies and Standards.
  • Engagement with our client's businesses to support business procedure evaluation to ensure they meet expectations including regulatory requirements.
  • Horizon scanning for risk and compliance related regulatory change, including deputising for the clients Head of Risk and Compliance at external committees.
  • Accountable for oversight and authorisation of Risk and Compliance Policy deviance, where temporary or permanent exceptions to policy obligations are agreed.
  • Provide support for second line compliance monitoring and testing of compliance and risk related systems and controls.
  • Raise, escalate and provide feedback on risks and issues, supporting management to define and deliver appropriate solutions to mitigate risk.

Specialist Skills/ Ability/Knowledge:

  • Comprehensive knowledge of FCA / PRA regulations relating to Compliance and Risk.
  • Strong knowledge of key regulatory issues and control assessment processes.
  • Comprehensive understanding of businesses, structures, governance and control frameworks and process & control infrastructures of firms in the financial services sector.
  • Highly numerate, with the ability to assimilate information quickly and accurately to inform decisions around key functions.
  • Ability to exercise oversight, knowledge and understanding of Compliance and Risk policies, procedures and control arrangements in a complex financial operation.


Apply for this position: