technology job

Compliance Officer

  • Posted May 31, 2024
  • £40000 - £80000 per annum
  • London
  • Permanent

Compliance Officer

Industry: Lloyds London Insurance

£70,000 – £80,000

Role overview:

We are seeking a Compliance Officer for an established London Markets Syndicate. The successful candidate will spearhead the execution of the Compliance function’s plans, including tackling financial crime and sanctions, conducting compliance monitoring reviews, and providing strategic and operational support on regulatory matters and changes.

Key Responsibilities:

  • Lead in-depth thematic compliance monitoring reviews on regulatory matters and draft comprehensive reports.
  • Drive reporting for the Risk & Solvency Committee, delivering robust Management Information (MI) and drafting sections of the Head of Compliance’s report.
  • Instil a culture of risk awareness.
  • Partner with Senior Managers and Senior Compliance Officers to deliver high-quality assurance and strategic advice.
  • Execute batch screening of policies against relevant sanctions and financial crime lists.
  • Oversee critical operational processes, including the regulatory returns calendar, policy management system, and G&H and conflicts of interest logs.
  • Assist Senior Managers in the implementation of their integrated assurance plans.
  • Conduct horizon scanning for emerging regulatory risks and collaborate with Senior Managers to ensure effective implementation of changes.


  • Deep understanding of the activities of a second or third line function within the Financial Services sector.
  • Strong and decisive written and verbal communication skills.
  • Proven experience in a Risk or Compliance function within the Lloyd’s market.

Email your CV or use the apply feature on this page. Email: [email protected]

KEY SKILLS: PRA/FCA/Lloyd’s regulations/Regulatory/Financial Crime/Horizon Scanning

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