Compliance Manager

Job Title Compliance Manager
Sector Risk & Compliance
Location London
Type Contract
Salary Confidential

My client, one of the UK's largest insurance brokers, are looking for a Compliance Manager to join their team on a 3 month basis. This is a second line of defence position in which you will be responsible for:

  • The oversight of forward-looking events (policy, horizon scanning for regulatory and legislative change, guidance on regulatory change projects)
  • Providing advice and guidance in the context of business and regulatory change
  • Overseeing the control and co-ordination second line advice on regulatory change across the segment and for approval of client/consumer facing real time and non-real time communications
  • Providing advice and guidance on regulatory matters and policy interpretation as recognised technical expert across a range of broad elements of the FCA's Handbook
  • Regulatory policy analysis and communication of regulatory change across the segment with appropriate tracking and reporting mechanisms to ensure delivered by the business
  • All oversight of projects implementing new requirements or changes
  • Co-ordination of oversight for the controls of all financial promotions and marketing material
  • Maintenance and compliance ownership of group policies and business standards
  • Assisting in preparing all interviewees for PE meetings and logistics for on-site FCA work
  • Oversight of GDPR compliance
  • Segment Board, Risk & Audit Reporting
  • Drive the closure and oversight of monitoring actions arising from Compliance Monitoring reviews

Skills Required:

  • A proven track record in compliance gained within the insurance industry
  • Extensive knowledge of the FCA's rules (all areas relevant to general insurance intermediation)
  • Prior experience of interpreting and applying this knowledge into a Managing General Agent (MGA) and general insurance product life-cycle
  • GDPR compliance experience
  • Strong stakeholder management skills across all levels
  • A commercially aware self-starter

Candidates must be available immediately and remote working is offered for this position. The IR35 determination is yet to be undertaken.

Please apply today or contact leah.jones@sandersonplc.com for further details.



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